Securities
Securities transactions are usually complex and time sensitive. Securities rules are also complex and most private entities are unaware of how those rules apply to them. Our securities lawyers advise both public and private entities, as well as private investors, on all aspects of capital structuring, financing and securities compliance.
Our approach is to gain a comprehensive understanding of our clients’ business objectives and then provide advice on structuring, financing and compliance alternatives that are appropriate to their circumstances.
From negotiating a private placement to providing corporate governance advice to directors and officers, our lawyers have the knowledge and experience to guide clients through a wide range of securities transactions including:
- Acquisitions and Reorganizations
- Amalgamations and Divestitures
- Private Placements (including angel and venture capital investments)
- Public Offerings
- Stock Exchange Listings
- Takeover and Issuer Bids
- Public Filings
- Stock Option Plans
- Broker/Dealer/Advisor Registration and Compliance
- Fiscal Agency Agreements
- Securityholder Agreements
- Specialized Structures (Funds, Trusts, Limited Partnerships, Joint Ventures, etc.)
- Disclosure Documents
- Compliance and Remediation
- Crossborder Transactions
- Corporate Governance Advice
We draw on the knowledge of other firm lawyers and partner with the client’s other professional advisors to provide comprehensive advice tailored for each client’s unique circumstances. When disputes arise we also represent clients in securities litigation matters including regulatory proceedings and disputes arising from investments and / or securities transactions.
We can assist you. Please do not hesitate to contact one of our securities lawyers for more information or a confidential consultation.
Securities Group
 Andrew practices in the areas of business law, real estate law and wills and estates. Andrew received his Bachelor of Commerce degree from Queen’s University in 2002 and his Law degree from Osgoode Hall Law School in 2005. He was called to the bar in Ontario in 2006 and then to the bar in British Columbia in 2008.  Geord’s practice deals with all areas of real estate law and business law, with a particular focus on real estate development. He has lengthy experience in raising private capital under exemptions within the Securities Act and Rules, and has acted for developers of projects in foreign jurisdictions marketing within British Columbia. He also has a niche practice in adoption law |
